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Universal Market Integrity Rules
Results: 172

#	Item
81	Rules Notice Technical UMIR Contact: Michael T. Prior Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-07-06 14:35:02 New York Stock Exchange Dow Jones Industrial Average Financial economics Trading halt Universal Market Integrity Rules Trading curb Stock market Investment Economy of the United States
82	Universal Market Integrity Rules Rules & Policies 1.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-18 14:59:38 Investment Securities Act Security Repurchase agreement Arbitrage Short Universal Market Integrity Rules Algorithmic trading Form 144 Financial markets Financial economics Finance
83	Universal Market Integrity Rules Rules & Policies 6.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:03:05 Finance Stock market Financial markets Financial regulation Self-regulatory organizations Insider trading Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Indication of interest Business Financial economics Financial system
84	Universal Market Integrity Rules Rules & Policies 7.4 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:04 Business law Order
85	Rules Notice Request for Comments UMIR Please distribute internally to: Legal and Compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-04 15:56:05 Investment Economy of Canada Universal Market Integrity Rules Securities Stock market Mathematical finance Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial regulation Financial markets Financial economics Finance
86	Rules Notice Technical UMIR Contact: Michael T. Prior Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-05-22 15:26:04 Dow Jones Industrial Average Investment Trading halt Universal Market Integrity Rules Circuit breaker Financial economics Trading curb Stock market Economy of the United States New York Stock Exchange
87	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-22 13:06:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
88	Universal Market Integrity Rules Rules & Policies 7.7 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-18 15:26:17 Financial markets United States securities law 73rd United States Congress United States Securities and Exchange Commission Stock market Securities Act Security Short Exchange-traded fund Financial economics Finance Investment
89	Universal Market Integrity Rules Rules & Policies 7.11 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:05 Financial system Self-regulatory organizations Business Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Futures contract Settlement Securities Financial economics Finance
90	Universal Market Integrity Rules Rules & Policies 10.7 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:32:38 Costs Securities Commission of New Zealand Economy of Canada Universal Market Integrity Rules Law

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